Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 4
- Series 7
- Series 9
- Series 10
- +4 subjects
James: Series 4 course instructor
…and private, with responsibilities spanning the spectrum from executive administrative tasks to chairing Boards of Directors. I attended the University of Illinois where I earned a Bachelor's degree (in only 5 semesters) in Business Administration and graduated Summa Cum Laude (1978). During that time period I helped establish my first financial conglomerate, including a mutual fund, an NASD sales and investment advisory firm, and a transfer agent. In 1983, I earned a Master's in Business...
Education & Certification
- University of Illinois at Urbana-Champaign- Bachelor in Arts, Business, General
Subject Expertise
- Series 4
- Series 27
- Series 5 - Interest Rate Options Exams
- Microsoft Excel
- +24 subjects
Drew: Series 4 course instructor
…and Fintech companies. In addition to working directly with staff, I have also been responsible for leading a Training organization responsible for hiring and training 2000 new brokers. My field experience combined with my own personal passing of many Insurance and FINRA required licenses makes me an excellent choice as your tutor. I also have an extensive business, economic, history, geography, philosophy and general knowledge experience that can also be called upon. Thanks in advance...
Education & Certification
- The Richard Stockton College of New Jersey- Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 4
- College Economics
- Productivity
- Series 66
- +38 subjects
Mary: Series 4 course instructor
…would be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly...
Education & Certification
- Dickinson College- Bachelor in Arts, Economics
- Northwestern University- Masters in Business Administration, Finance
Subject Expertise
- Series 4
- Writing
- FINRA - Financial Industry Regulatory Authority
- Series 31
- +95 subjects
Michael: Series 4 course instructor
…reversals and many other strategies either on a held or not held basis. Held means I am given the price by the client to fill and not held means the order is at my discretion to pick the price. Here we traded large institutional size orders of every strategy for the banks client who are sophisticated hedge funds, asset managers and clients were desks in a bank who used me instead of their in-house trading...
Education & Certification
- Long Island University-C W Post Campus- Bachelor of Science, Finance
- CUNY Bernard M Baruch College- Master of Science, Finance
Subject Expertise
- Series 4
- Business
- Series 44 - NYSE Arca Options Market Maker Exam
- Series 7
- +14 subjects
Aaron: Series 4 course instructor
…loved ones against unfortunate circumstances, help others as well as many other goals they have. I believe there is a right way to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then...
Education & Certification
- University of Nebraska at Omaha- Bachelor of Science, Finance
- Kansas State University- Master of Science, Financial Planning
Subject Expertise
- Series 4
- CFP
- Series 66
- Series 65
- +7 subjects
Peter: Series 4 course instructor
…money, if not more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689...
Education & Certification
- Rensselaer Polytechnic Institute- Bachelor of Science, Materials Engineering
- California University of Pennsylvania- Master of Science, Mathematics and Statistics
Subject Expertise
- Series 4
- Series 22
- Series 3
- Series 24
- +18 subjects
Jim: Series 4 course instructor
…了解许多不同的领域。我将维o my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is...
Education & Certification
- Pennsylvania State University-Main Campus- Bachelor of Science, Finance
Subject Expertise
- Series 4
- Business
- Series 53
- Series 6
- +16 subjects