Mary: Series 53 course instructor
...peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating...
Education & Certification
- Dickinson College- Bachelor in Arts, Economics
- Northwestern University- Masters in Business Administration, Finance
Subject Expertise
- Series 53
- Series 16
- Series 56 - Proprietary Trader Qualification Exam
- Series 57
- +99 subjects
Aaron: Series 53 course instructor
...Planner (CFP) designation. A short time later, I enrolled at Kansas State University and earned a Master's degree in Personal Financial Planning. Recently, I've earned the Behavioral Financial Advisor (BFA) designation and the Retirement Income Certified Professional (RICP) designation. I've worked in several industry roles from client service, back office roles, compliance, management, personal advising and planning and retirement consulting. When I'm not focusing on my craft I enjoy spending time with my family and...
Education & Certification
- University of Nebraska at Omaha- Bachelor of Science, Finance
- Kansas State University- Master of Science, Financial Planning
Subject Expertise
- Series 53
- Series 66
- CFP
- Series 7
- +7 subjects
Victoria: Series 53 course instructor
...have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style...
Education & Certification
- University of South Alabama- Bachelor of Science, Biology, General
- Florida Atlantic University- Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 53
- Series 23
- Series 65
- Series 51
- +35 subjects
Drew: Series 53 course instructor
...others and have an extensive list of success as a mentor, coach and trainer. I have had the benefit of working at all levels in some of America's largest financial service and Fintech companies. In addition to working directly with staff, I have also been responsible for leading a Training organization responsible for hiring and training 2000 new brokers. My field experience combined with my own personal passing of many Insurance and FINRA required licenses...
Education & Certification
- The Richard Stockton College of New Jersey- Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 53
- Series 24
- Series 79
- Series 10
- +42 subjects
James: Series 53 course instructor
...semesters) in Business Administration and graduated Summa Cum Laude (1978). During that time period I helped establish my first financial conglomerate, including a mutual fund, an NASD sales and investment advisory firm, and a transfer agent. In 1983, I earned a Master's in Business Administration from Illinois State University with a specialty in the field of Finance. I also taught there for a period of time and authored two books: The Do-It-Yourself Investor and Do-It-Yourself...
Education & Certification
- University of Illinois at Urbana-Champaign- Bachelor in Arts, Business, General
Subject Expertise
- Series 53
- Series 63
- Series 66
- Insurance License
- +24 subjects
Jim: Series 53 course instructor
...of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is to...
Education & Certification
- Pennsylvania State University-Main Campus- Bachelor of Science, Finance
Subject Expertise
- Series 53
- Series 6
- Series 63
- SIE
- +16 subjects